Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 11-K


(Mark One)
x
Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934
 
For the fiscal year ended December 31, 2018

OR
o
Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934
Commission file number 001-09553



CBS 401(k) PLAN
(Full title of the plan)



CBS CORPORATION
(Name of issuer of the securities held pursuant to the plan)


51 West 52nd Street
New York, New York 10019
(Address of principal executive office)
 




CBS 401(k) PLAN

FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES
DECEMBER 31, 2018 AND 2017

INDEX

 
 
 
Page
 
 
 
 
 
Financial Statements:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Schedules
Supplemental Schedules:
 
 
 
 
S - 1
 
 
 
 
 
 
S - 2
 
 
 
 
All other schedules required by the Department of Labor's Rules and Regulations for Reporting and
 
 
 
Disclosure under the Employee Retirement Income Security Act of 1974 are omitted as not
 
 
 
applicable or not required.
 
 
 
 
 
 
 
 
 
 
 
 
Exhibit:
 
 
 
 
 




Report of Independent Registered Public Accounting Firm

To the Administrator and Plan Participants of CBS 401(k) Plan

Opinion on the Financial Statements

We have audited the accompanying statements of net assets available for benefits of CBS 401(k) Plan (the “Plan”) as of December 31, 2018 and 2017 and the related statement of changes in net assets available for benefits for the year ended December 31, 2018, including the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2018 and 2017, and the changes in net assets available for benefits for the year ended December 31, 2018 in conformity with accounting principles generally accepted in the United States of America.

Basis for Opinion

These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audits of these financial statements in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.

Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

Supplemental Information

The supplemental Schedule of Delinquent Participant Contributions for the year ended December 31, 2018 and Schedule of Assets (Held at End of Year) as of December 31, 2018 have been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental schedules are the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental schedules reconcile to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedules. In forming our opinion on the supplemental schedules, we evaluated whether the supplemental schedules, including their form and content, are presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental schedules are fairly stated, in all material respects, in relation to the financial statements as a whole.

/s/ PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP
New York, New York
June 27, 2019

We have served as the Plan's auditor since at least 1996. We have not been able to determine the specific year we began serving as auditor of the Plan.




CBS 401(k) PLAN

STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
(In thousands)
 
At December 31,
 
2018
 
2017
Assets
 
 
 
Investments, at fair value
$
2,593,649

 
$
2,934,530

Synthetic guaranteed investment contracts, at contract value
1,061,103

 
1,133,811

Receivables:
 
 
 
Notes receivable from participants
26,197

 
27,458

Employee contributions
1,244

 
1,115

Employer contributions
2,662

 
3,732

Interest and dividends
3,704

 
3,749

Due from broker for securities sold
51

 
159

Total assets
3,688,610

 
4,104,554

Liabilities
 
 
 
Accrued expenses
1,297

 
1,370

Due to broker for securities purchased
97

 
15

Total liabilities
1,394

 
1,385

Net assets available for benefits
$
3,687,216

 
$
4,103,169

The accompanying notes are an integral part of these financial statements.

2


CBS 401(k) PLAN

STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
(In thousands)
 
Year Ended
 
December 31, 2018
Additions to net assets attributed to:
 
Investment income:
 
Interest
$
25,418

Dividends
13,246

Interest income on notes receivable from participants
1,283

Contributions:
 
Employee
104,278

Employer
32,853

Rollover
18,310

Total additions
195,388

Deductions from net assets attributed to:
 
Net depreciation in fair value of investments
(230,880
)
Benefits paid to participants
(377,694
)
Plan expenses
(2,767
)
Total deductions
(611,341
)
Net decrease
(415,953
)
Net assets available for benefits, beginning of year
4,103,169

Net assets available for benefits, end of year
$
3,687,216

The accompanying notes are an integral part of these financial statements.


3

CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS
(Tabular dollars in thousands)


NOTE 1 - PLAN DESCRIPTION
The following is a brief description of the CBS 401(k) Plan (the “Plan”) and is provided for general information only. Participants should refer to the Plan document, as amended, for more complete information regarding the Plan.

The Plan, sponsored by CBS Corporation (the “Company” or “CBS Corp.”), is a defined contribution plan offered on a voluntary basis to eligible employees of the Company and each of its subsidiaries that is included for participation.

Eligible full-time newly hired employees may enroll in the Plan immediately or are automatically enrolled following 60 days after hire or rehire and attainment of age 21, unless they elect not to participate. Part-time employees are automatically enrolled in the Plan on the first day of the month following the attainment of age 21 and completion of 1,000 hours of service within a consecutive twelve-month period, unless they already voluntarily enrolled upon meeting the age and service requirements or have elected not to participate. The Plan is subject to the provisions of the Internal Revenue Code of 1986, as amended (the “Code”), and the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and is overseen by a retirement committee designated as the administrator of the Plan as defined under ERISA (the “Plan Administrator”) by the Company’s Board of Directors (the “Board”).

Exempt Party-in-Interest Transactions
Fidelity Management Trust Company (the “Trustee”) is the trustee and custodian and Fidelity Workplace Services LLC is the recordkeeper of the Plan. Certain Plan investments are shares of funds and bonds managed by the Trustee or shares and bonds of a company affiliated with CBS Corp., and therefore qualify as party-in-interest transactions. The fair value of these investments was $22 million at December 31, 2018 and $27 million at December 31, 2017, and these investments depreciated by $0.2 million for the year ended December 31, 2018. In addition, certain Plan investments are shares of CBS Corp. Class A Common Stock and Class B Common Stock (together, “CBS Corp. Common Stock”) and therefore qualify as party-in-interest transactions. The fair value of these investments was $219 million at December 31, 2018 and $341 million at December 31, 2017. For the year ended December 31, 2018, these investments depreciated by $80 million and earned dividends of $4 million. During the year ended December 31, 2018, the Plan sold $42 million of CBS Corp. Common Stock.

Participant Accounts
Each Plan participant’s account is credited with the participant’s contributions, the employer matching contributions, if applicable, and the participant’s share of the interest, dividends, and any realized or unrealized gains or losses of the Plan’s assets, net of certain Plan expenses.

Participants have the option of investing their contributions or existing account balances among various investment options. These investment options include common collective funds, registered investment companies (mutual funds), separately managed accounts, which primarily invest in common stocks, a fixed income fund and the CBS Corp. Class B Common Stock fund.

Within the Plan, the CBS Corp. Class A Common Stock fund and CBS Corp. Class B Common Stock fund are part of an Employee Stock Ownership Plan (“ESOP”). As a result, the Plan offers an ESOP dividend election under which Plan participants can elect to reinvest any ESOP dividends paid on vested shares back into the ESOP account in CBS Corp. Class B Common Stock or, for the CBS Corp. Class B Common Stock fund only, to receive the

4


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)

dividends as a cash payout. If a participant does not make an election, the dividends are reinvested in the ESOP account in the CBS Corp. Class B Common Stock fund.

Participants may also elect to open a self-directed brokerage account (“SDA”). Participants may not contribute directly to the SDA, but may transfer balances to the SDA from other investment funds except the fixed income fund. A participant may transfer up to 25% of his or her account balance (net of loans) to the SDA. The initial transfer to the SDA may not be less than $2,500 and there is no minimum for subsequent individual transfers.

Contributions
The Plan permits participants to contribute up to 50% of eligible annual compensation on a traditional before-tax, Roth 401(k) after-tax, or combination basis and up to 15% of eligible annual compensation on a traditional after-tax basis, subject to the Code limitations set forth below. Total combined contributions may not exceed 50% of eligible annual compensation. Roth 401(k) contributions and the related earnings can be withdrawn tax-free if certain requirements are met. The level of employer matching contributions is entirely at the discretion of the Board and is determined annually for all participants in the Plan. For 2018, the Board set the employer’s matching contribution at 60% of the first 5% of eligible compensation contributed on a before-tax or Roth 401(k) basis.

Participants may elect to invest their matching contributions in any investment option, including the CBS Corp. Class B Common Stock fund. If no option is elected by the participant, the matching contribution is invested in the Plan’s Qualified Default Investment Alternative (“QDIA”), a common collective fund that is primarily invested in a mix of equities and bonds appropriate for the participant’s target retirement year, which is assumed to be at age 65.

Upon date of hire and, effective on the 60th day following the date upon which an employee becomes eligible to participate in the Plan, newly hired employees are deemed to have authorized the Company to make before-tax contributions to the Plan in an amount equal to 5% of the employee’s eligible compensation. However, a deemed authorization does not take effect if, during the 60-day period, the employee elects not to participate in the Plan or to participate at a different contribution rate.

The Code limits the amount of annual participant contributions that can be made on a before-tax or Roth 401(k) basis to $18,500 for 2018. Total compensation considered under the Plan, based on Code limits, could not exceed $275,000 for 2018. The Code also limits annual aggregate participant and employer contributions to the lesser of $55,000 or 100% of compensation in 2018. All contributions made to the Plan on an annual basis may be further limited due to certain nondiscrimination requirements prescribed by the Code.

All participants who have attained age 50 before the close of the Plan year (calendar year) are eligible to make catch-up contributions. These contributions are not treated as matchable contributions. Catch-up contributions can be made if the eligible participant makes the maximum $18,500 contribution permitted for the plan year. The limit for catch-up contributions was $6,000 in 2018.

Vesting
Participants in the Plan are immediately vested in their own contributions and earnings thereon. Employer matching contributions vest at 20% per year of service, becoming fully vested after five years of service. In May 2019, the Plan was amended to provide that, effective July 1, 2019, employer matching contributions will vest one-third per year of service, becoming fully vested after three years of service. If a participant’s employment terminates prior to being vested in their employer matching contributions, the non-vested portion of their account is forfeited and may be used to reduce future employer matching contributions and to pay administrative expenses. Forfeitures are recorded at the time vested benefits are distributed or as of the close of the fifth consecutive year of break in service if no distribution was elected. During 2018, the Company utilized forfeitures of approximately $2,431,000 to reduce

5


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)

matching contributions and approximately $386,000 to pay administrative expenses. As of December 31, 2018 and 2017, the Company had forfeitures of approximately $296,000 and $1,467,000, respectively, available to be used as noted above.

Notes Receivable from Participants
Eligible participants may request a loan for up to the lesser of 50% of the participant’s vested account balance or $50,000, reduced by the highest outstanding balance of any Plan loan made to the participant during the twelve-month period ending on the day before the loan is made. The minimum loan available to a participant is $500. The interest rate on participant loans is one percentage point above the annual prime commercial rate (as published in The Wall Street Journal) on the first day of the calendar month in which the loan is approved. Principal and interest is payable through payroll deductions. Only one loan may be outstanding at any time. Participants may elect repayment periods from 12 to 60 months commencing as soon as administratively possible following the distribution of the loan proceeds to the participant. The Plan allows participants to elect a repayment term of up to 300 months for loans used for the acquisition of a principal residence. Repayments of loan principal and interest are allocated in accordance with the participant’s current investment elections. Loans outstanding at December 31, 2018 carry interest rates ranging from 4.25% to 9.25%.

Distributions and Withdrawals
Earnings on employee contributions (other than after-tax contributions) and employer contributions are not subject to income tax until they are distributed or withdrawn from the Plan.

Participants in the Plan, or their beneficiaries, may receive their vested account balances in a lump sum, in installments over a period of up to 20 years, or in partial distributions of the account balance in the event of retirement, termination of employment, disability or death. For vested account balances invested in the CBS Corp. Class A Common Stock fund and CBS Corp. Class B Common Stock fund, participants may elect to receive distributions in cash or whole shares. In general, participants must receive a required minimum distribution upon attainment of age 70 1/2 unless they are still employed.

Participants in the Plan may withdraw part or all of their after-tax and rollover contributions and the vested portion of employer matching contributions. Upon attainment of age 59 1/2, participants may also withdraw all or part of their before-tax or Roth 401(k) contributions and earnings thereon. The Plan limits participants to two of the above withdrawal elections in each Plan year.

A participant may obtain a financial hardship withdrawal of the vested portion of employer matching contributions and employee before-tax or Roth 401(k) contributions provided that the requirements for hardship are met and only to the extent required to relieve such financial hardship. There is no restriction on the number of hardship withdrawals permitted.

When a participant terminates employment with the Company, the full value of employee contributions and earnings thereon plus the value of all vested employer matching contributions and earnings thereon are eligible for distribution and can be rolled over to a tax qualified retirement plan or an Individual Retirement Account (“IRA”) or remain in the Plan rather than being distributed. If the vested account balance is $1,000 or less and the participant does not make an election to rollover the vested account balance, it will be automatically paid in a single lump sum cash payment, and taxes will be withheld from the distribution.

Plan Expenses
Trustee fees and fees for investment of Plan assets are charged to the Plan’s investment funds. Certain administrative expenses such as fees for accounting, investment consulting and employee communications may be

6


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)

paid by the Plan using forfeitures or may be paid by the Company. Recordkeeping fees are paid from participant accounts. For 2018, approximately $1,459,000 was paid to the Trustee, a party-in-interest, and its affiliates for services provided during the year.

NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
Basis of Accounting
The financial statements are prepared in conformity with accounting principles generally accepted in the United States of America (“GAAP”). Certain amounts reported for the prior year have been reclassified to conform to the current year’s presentation.

In accordance with Financial Accounting Standards Board (“FASB”) guidance, investments are reported at fair value, except for fully benefit-responsive investment contracts which are reported at contract value. Contract value was determined to be the relevant measurement for the portion of net assets available for benefits attributable to fully benefit-responsive investment contracts because contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan. The Statement of Changes in Net Assets Available for Benefits is prepared on a contract value basis with respect to the fully benefit-responsive investment contracts.

Investment Valuation
Short-term money market investments are carried at amortized cost which approximates fair value due to the short-term maturity of these investments. Investments in common stock are reported at fair value based on quoted market prices on national security exchanges. Investments in registered investment companies are reported at fair value based on quoted market prices in active markets. The fair value of investments in separately managed accounts is determined by the Trustee based upon the fair value of the underlying securities. The fair values of investments in common collective funds are determined using the net asset value per share (“NAV”) provided by the administrator of the fund. The NAV is determined by each fund’s trustee based upon the fair value of the underlying assets owned by the fund, less liabilities, divided by the number of outstanding units. The common collective funds have daily redemptions and one day trading terms. The common collective funds have no unfunded commitments at December 31, 2018. The fair value of fixed income, asset-backed and mortgage-backed securities is determined by independent pricing sources based on quoted market prices, when available, or using valuation models which incorporate certain other observable inputs including recent trading activity for comparable securities and broker quoted prices. Cash and cash equivalents are valued at cost plus accrued interest, which approximates fair value.

As part of their investment strategy, the managers of the fixed income fund, which invests in synthetic guaranteed investment contracts, may use derivative financial instruments for various purposes, including managing exposure to sector risk or movements in interest rates, extending the duration of the investment portfolio and as a substitute for cash securities. The derivative instruments typically used are interest rate futures and swaps. Interest rate swaps are recorded at fair value and marked-to-market through the duration of the contract term with an offsetting increase to unrealized appreciation (depreciation). Futures are marked-to-market and settled daily. The daily receipt or payment is recognized as unrealized appreciation (depreciation) until the contract is closed at which time the total fair value of the futures contract is recognized as a realized gain (loss).

The Plan invests in fully benefit-responsive synthetic guaranteed investment contracts through the fixed income fund. The contract value of these contracts represents the aggregate amount of deposits thereto, plus interest at the contract rate, less withdrawals.


7


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)

Security Transactions and Income Recognition
Purchases and sales of securities are recorded on the trade date. The average cost basis is used to determine gains or losses on security dispositions. Interest income is accrued as earned and dividend income is recorded on the ex-dividend date.

Net appreciation or depreciation in the fair value of investments, included in the Statement of Changes in Net Assets Available for Benefits, consists of the realized gains and losses and the unrealized appreciation and depreciation on those investments presented at fair value.

Notes Receivable from Participants
Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent participant loans are reclassified as distributions based upon the terms of the Plan.

Payment of Benefits
Benefit payments are recorded when paid.

Use of Estimates
The preparation of financial statements in conformity with GAAP requires the Plan to make estimates and assumptions, such as those regarding the fair value of investments, that affect the reported amounts of assets and liabilities, disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of changes in net assets available for benefits during the reporting period. Actual results could differ from those estimates.

Accounting Pronouncements Not Yet Adopted
Changes to the Disclosure Requirements for Fair Value Measurements
In August 2018, the FASB issued amended guidance that eliminates, adds and modifies certain disclosure requirements for fair value measurements. This guidance, which is effective for annual periods beginning after December 15, 2019, with early adoption permitted, is not expected to have an impact on the Plan's financial statements.
Employee Benefit Plan Master Trust Reporting
In February 2017, the FASB issued guidance on the reporting requirements for employee benefit plans that hold an interest in a master trust. Under this guidance, an employee benefit plan that has an interest in a master trust will be required to present that interest and any change in the value of that interest in separate line items on the statement of net assets available for benefits and on the statement of changes in net assets available for benefits, respectively. Employee benefit plans will also have to disclose the other assets and liabilities of the master trust, as well as the dollar amount of its interest in these balances, and the dollar amount of its interest in the investments of the master trust by general type. This guidance, which is effective for annual reporting periods beginning after December 15, 2018, is not expected to have an impact on the Plan’s financial statements as the Plan does not have an interest in a master trust.
NOTE 3 - RISKS AND UNCERTAINTIES
The Plan provides for various investment options. Investment securities are exposed to various risks such as market, interest rate and credit risk. Market values of investments could decline for several reasons including changes in prevailing markets and interest rates, increases in defaults, and credit rating downgrades. Due to the level of risk associated with certain investment securities and the level of uncertainty related to changes in the value of such

8


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)

securities, it is at least reasonably possible that changes in investment values in the near term could materially affect participants’ account balances and the amounts reported in the Statements of Net Assets Available for Benefits and the related Statement of Changes in Net Assets Available for Benefits.

NOTE 4 - INVESTMENTS AT CONTRACT VALUE
The Plan invests in synthetic guaranteed investment contracts, which provide for the repayment of principal plus interest through benefit-responsive wrapper contracts. A wrapper contract is issued by a third party insurance company, financial institution or bank, and is held in combination with fixed income securities to form a synthetic guaranteed investment contract. The interest crediting rate on synthetic guaranteed investment contracts reflects the yield of the associated fixed income investments, plus the amortization of realized and unrealized gains and losses on those investments, typically over the duration of the investments. Interest crediting rates are reset on a monthly or quarterly basis, and the wrapper contracts provide that adjustments to the interest crediting rate cannot result in a future interest crediting rate that is less than zero. Certain factors can influence the future interest crediting rates, including the level of market interest rates, the amount and timing of participant contributions and withdrawals, and the returns generated by the fixed income investments that are associated with the synthetic guaranteed investment contract.

Certain employer initiated events may limit the ability of the Plan to transact at contract value with the issuer. These events include, but are not limited to, full or partial termination of the Plan, a material adverse change to the provisions of the Plan, an employer election to withdraw from the contract to switch to a different investment provider, an employer’s bankruptcy, layoffs, plant closings, corporate spin-offs, mergers, divestitures or other workforce restructurings, or if the terms of a successor plan do not meet the contract issuer’s underwriting criteria for issuance of a replacement contract with identical terms. The Plan Administrator believes that no events are probable of occurring that may limit the ability of the Plan to transact at contract value.

The contract issuer is permitted to terminate the fully benefit-responsive investment contracts with the Plan and settle at an amount different from contract value in certain events, including loss of the Plan’s qualified status, an uncured material breach of responsibility, or material adverse changes to the provisions of the Plan.

At December 31, 2018 and 2017, the contract value of the Plan’s synthetic guaranteed investment contracts was $1.06 billion and $1.13 billion, respectively.

NOTE 5 - FAIR VALUE MEASUREMENTS
The following tables set forth the Plan’s financial assets measured at fair value on a recurring basis at December 31, 2018 and 2017. See Note 2 for the valuation methodology used to measure the fair value of these investments. There have been no changes to the methodologies used to measure the fair value of each asset from December 31, 2017 to December 31, 2018. These assets have been categorized according to the three-level fair value hierarchy established by the FASB, which prioritizes the inputs used in measuring fair value. Level 1 is based on quoted prices for the asset in active markets. Level 2 is based on inputs that are observable other than quoted market prices in Level 1, such as quoted prices for the asset in inactive markets or quoted prices for similar assets. Level 3 is based on unobservable inputs reflecting the Plan’s own assumptions about the assumptions that market participants would use in pricing the asset. The asset’s level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. Valuation techniques maximize the use of relevant observable inputs and minimize the use of unobservable inputs.

9


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)

At December 31, 2018
Level 1
 
Level 2
 
Level 3
 
Total
Self-directed accounts (a)
$
30,957

 
$
5,792

 
$

 
$
36,749

Separately managed accounts:
 
 
 
 
 
 


Wellington Growth Portfolio (b)
180,379

 
533

 

 
180,912

Dodge & Cox Value Equity Fund (b)
132,678

 
6,193

 

 
138,871

CBS Corp. Common Stock funds (c)
218,801

 
1,848

 

 
220,649

Registered investment companies (d)
222,661

 

 

 
222,661

Money market funds (e)

 
13,409

 

 
13,409

Total assets in fair value hierarchy
$
785,476

 
$
27,775

 
$

 
$
813,251

Common collective funds measured at net asset value
 
 
 
 
 
 
1,780,398

Investments, at fair value


 


 


 
$
2,593,649

At December 31, 2017
Level 1
 
Level 2
 
Level 3
 
Total
Self-directed accounts (a)
$
33,309

 
$
4,562

 
$

 
$
37,871

Separately managed accounts:
 
 
 
 
 
 


Wellington Growth Portfolio (b)
185,141

 
1,435

 

 
186,576

Dodge & Cox Value Equity Fund (b)
161,574

 
3,455

 

 
165,029

CBS Corp. Common Stock funds (c)
340,749

 
2,560

 

 
343,309

Registered investment companies (d)
237,492

 

 

 
237,492

Money market funds (e)

 
18,553

 

 
18,553

Total assets in fair value hierarchy
$
958,265

 
$
30,565

 
$

 
$
988,830

Common collective funds measured at net asset value
 
 
 
 
 
 
1,945,700

Investments, at fair value


 


 


 
$
2,934,530

(a)
Primarily invested in common stock and registered investment companies. Assets categorized as Level 2 reflect investments in money market funds.
(b)
Primarily invested in large capitalization equities. Assets categorized as Level 2 reflect investments in money market funds.
(c)
Assets categorized as Level 2 reflect investments in money market funds.
(d)
Primarily invested in small capitalization equities.
(e)
Primarily invested in U.S. government securities and U.S. government agency securities.

NOTE 6 - INCOME TAX STATUS
The Internal Revenue Service (“IRS”) issued a favorable determination letter dated January 13, 2015, indicating that the Plan document satisfied the requirements of Section 401(a) of the Code and that the trust thereunder is exempt from federal income taxes under the provisions of Section 501(a) of the Code. The Plan Administrator believes that, although the Plan has been amended subsequent to the date of the IRS determination, it is designed and is currently being operated in compliance with the applicable provisions of the Code. In addition, the Plan Administrator has concluded that as of December 31, 2018, there are no uncertain tax positions taken or expected to be taken that require recognition of an asset or liability or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions. The Plan Administrator believes it is no longer subject to income tax examinations for years prior to 2015.

NOTE 7 - TERMINATION PRIORITIES
Although the Company anticipates that the Plan will continue indefinitely, it reserves the right, by action of its Board, to amend or terminate the Plan provided that such action does not retroactively reduce earned participant benefits. In the event of termination of the Plan, participants become fully vested. Upon termination, the Plan provides that the net assets of the Plan would be distributed to participants based on their respective account balances.

10


CBS 401(k) PLAN
NOTES TO FINANCIAL STATEMENTS (Continued)
(Tabular dollars in thousands)


NOTE 8 - RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500
The following is a reconciliation of net assets available for benefits per the financial statements to the Form 5500:
 
At December 31,
 
2018
 
2017
Net assets available for benefits per the financial statements
$
3,687,216

 
$
4,103,169

Participant loans deemed distributed
(1,497
)
 
(1,423
)
Adjustment from contract value to fair value for fully
benefit-responsive investment contracts
(4,717
)
 
15,901

Net assets available for benefits per the Form 5500
$
3,681,002

 
$
4,117,647

The following is a reconciliation of the net decrease in net assets available for benefits as reflected in the financial statements to the Form 5500:
 
Year Ended
December 31, 2018
Net decrease in net assets available for benefits per the financial statements
$
(415,953
)
Participant loans deemed distributed at December 31, 2018
(1,497
)
Participant loans deemed distributed at December 31, 2017
1,423

Adjustment from contract value to fair value for fully benefit-responsive
investment contracts at December 31, 2018
(4,717
)
Adjustment from contract value to fair value for fully benefit-responsive
investment contracts at December 31, 2017
(15,901
)
Net decrease in net assets available for benefits per the Form 5500
$
(436,645
)


11



SCHEDULE H, line 4a

CBS 401(k) PLAN
SCHEDULE OF DELINQUENT PARTICIPANT CONTRIBUTIONS
For the year ended December 31, 2018
(Dollars in thousands)


Participant
Contributions
Transferred late to Plan
 
Total That Constitute Nonexempt Prohibited Transactions
 
Total Fully Corrected
Under Voluntary
Check Here
If Late Participant Loan
 
 
 
 
 
 
 
Fiduciary Correction
Program (VFCP) and
Repayments Are
Included x
 
Contributions
Not Corrected
 
Contributions Corrected
Outside VFCP
 
Contributions Pending
Correction in VFCP
 
Prohibited Transaction
Exemption 2002-51
 
 
 
 
 
 
 
 
 
$

 
$

 
$
104

 
$

 
$



S - 1



SCHEDULE H, line 4i

CBS 401(k) PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2018
(Dollars in thousands)
 
Identity of issue, borrower, lessor or similar party
 
Maturity and Interest Rates
 
Cost (5)
 
Current Value
 
Self-Directed Accounts (1)
 
 
 
 
 
$
36,749

 
 
 
 
 
 
 
 
 
Corporate Common Stock Funds
 
 
 
 
 
 
*
CBS Corporation Class A Common Stock
 
 
 
 
 
508

*
CBS Corporation Class B Common Stock
 
 
 
 
 
218,293

*
Fidelity Institutional Money Market Government Portfolio
 
 
 
 
 
1,848

 
Total Corporate Common Stock Funds
 
 
 
 
 
220,649

 
 
 
 
 
 
 
 
 
Mutual Funds
 
 
 
 
 
 
 
DFA U.S. Small Cap Fund
 
 
 
 
 
96,811

 
Vanguard Total International Stock Index Fund
 
 
 
 
 
125,850

*
Fidelity Institutional Money Market Government Portfolio
 
 
 
 
 
13,409

 
Total Mutual Funds
 
 
 
 
 
236,070

 
 
 
 
 
 
 
 
 
Common Collective Funds
 
 
 
 
 
 
 
BlackRock S&P 500 Index Fund
 
 
 
 
 
659,284

 
BNY Mellon Aggregate Bond Index Fund
 
 
 
 
 
205,153

 
BlackRock Extended Equity Market Fund
 
 
 
 
 
131,641

 
BlackRock LifePath 2040 Fund
 
 
 
 
 
128,787

 
BlackRock LifePath 2050 Fund
 
 
 
 
 
117,753

 
BlackRock LifePath 2020 Fund
 
 
 
 
 
98,761

 
BlackRock LifePath 2045 Fund
 
 
 
 
 
91,507

 
Invesco International Growth Fund
 
 
 
 
 
65,270

 
BlackRock LifePath 2030 Fund
 
 
 
 
 
62,971

 
BlackRock LifePath Retirement Fund
 
 
 
 
 
58,662

 
BlackRock LifePath 2025 Fund
 
 
 
 
 
58,399

 
BlackRock LifePath 2035 Fund
 
 
 
 
 
57,542

 
BlackRock LifePath 2055 Fund
 
 
 
 
 
41,765

 
BlackRock LifePath 2060 Fund
 
 
 
 
 
2,903

 
Total Common Collective Funds
 
 
 
 
 
1,780,398

 
 
 
 
 
 
 
 
 
Separately Managed Accounts
 
 
 
 
 
 
 
Wellington Growth Portfolio (2)
 
 
 
 
 
180,912

 
Dodge & Cox Value Equity Fund (2)
 
 
 
 
 
138,871

 
Total Separately Managed Accounts
 
 
 
 
 
319,783

 
 
 
 
 
 
 
 
 
Synthetic Guaranteed Investment Contracts (3)
 
 
 
 
 
 
 
Transamerica Premier Life Insurance Company
MDA01263TR
 
Evergreen and variable %
 
 
 
381,741

 
Lincoln National Life Insurance Company
BVW0024G
 
Evergreen and variable %
 
 
 
313,913

 
Prudential Insurance Company of America
GA-62413
 
Evergreen and variable %
 
 
 
262,026

 
State Street Bank and Trust Company
No. 108002
 
Evergreen and variable %
 
 
 
98,706

 
Total Synthetic Guaranteed Investment Contracts
 
 
 
 
 
1,056,386

 
 
 
 
 
 
 
 
*
Notes receivable from participants (4)
 
Maturity dates ranging from 2019 to 2043 and interest rates ranging from 4.25% to 9.25%
 
 
 
24,700

 
 
 
 
 
 
 
 
 
Total investments, at fair value and notes receivable from participants
 
 
 
 
 
$
3,674,735

 
 
 
 
 
 
 
 
*
Identified as a party-in-interest to the Plan.
 
 
 
 
 
 
(1)
Includes $7 million of investments identified as party-in-interest transactions to the Plan.
 
 
 
 
(2)
Refer to Attachment A for listing of assets relating to these accounts.
 
 
 
 
(3)
Refer to Attachment B for listing of assets relating to these contracts.
 
 
 
 
(4)
Does not include participant loans deemed distributed.
 
 
 
 
(5)
There are no non-participant directed investments.
 
 
 
 

S - 2



Attachment A
(In thousands)
 
Identity of Issuer
Description
Cost
Current Value
 
2U INC
COMMON STOCK
 
$
1,115

 
ACTIVISION BLIZZARD INC
COMMON STOCK
 
1,580

 
ADOBE INC
COMMON STOCK
 
3,733

 
ADVANCED MICRO DEVICES INC
COMMON STOCK
 
1,391

 
ALIBABA GROUP HOLDING LTD SPON ADR
COMMON STOCK
 
1,652

 
ALLIANCE DATA SYSTEMS CORP
COMMON STOCK
 
544

 
ALPHABET INC CL C
COMMON STOCK
 
12,616

 
AMAZON.COM INC
COMMON STOCK
 
10,864

 
AMERICAN TOWER CORP
COMMON STOCK
 
3,413

 
AMETEK INC NEW
COMMON STOCK
 
1,605

 
APPLE INC
COMMON STOCK
 
5,676

 
AUTODESK INC
COMMON STOCK
 
3,071

 
CANADIAN NATL RAILWAY CO
COMMON STOCK
 
477

 
CDW CORPORATION
COMMON STOCK
 
2,488

 
COGNEX CORP
COMMON STOCK
 
814

 
CONSTELLATION BRANDS INC CL A
COMMON STOCK
 
3,004

 
COSTAR GROUP INC
COMMON STOCK
 
267

 
DANAHER CORP
COMMON STOCK
 
951

 
DEXCOM INC
COMMON STOCK
 
1,791

 
DOCUSIGN INC
COMMON STOCK
 
651

 
EBAY INC
COMMON STOCK
 
1,347

 
EDWARDS LIFESCIENCES CORP
COMMON STOCK
 
3,849

 
ELANCO ANIMAL HEALTH INC
COMMON STOCK
 
211

 
EQUIFAX INC
COMMON STOCK
 
2,014

 
FACEBOOK INC CL A
COMMON STOCK
 
2,975

 
FLEETCOR TECHNOLOGIES INC
COMMON STOCK
 
3,987

 
FORTUNE BRANDS HOME & SEC INC
COMMON STOCK
 
803

 
GARTNER INC
COMMON STOCK
 
1,344

 
GLOBAL PAYMENTS INC
COMMON STOCK
 
2,565

 
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
 
2,578

 
HOME DEPOT INC
COMMON STOCK
 
5,126

 
IHS MARKIT LTD
COMMON STOCK
 
2,783

 
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
 
2,353

 
LOCKHEED MARTIN CORP
COMMON STOCK
 
2,955

 
MARKEL CORP
COMMON STOCK
 
2,272

 
MARKETAXESS HLDGS INC
COMMON STOCK
 
1,444

 
MARSH & MCLENNAN COS INC
COMMON STOCK
 
2,006

 
MASTERCARD INC CL A
COMMON STOCK
 
6,416

 
MICROCHIP TECHNOLOGY
COMMON STOCK
 
2,163

 
MICROSOFT CORP
COMMON STOCK
 
13,131

 
MONSTER BEVERAGE CORP
COMMON STOCK
 
2,820

 
MSCI INC
COMMON STOCK
 
1,927

 
NETFLIX INC
COMMON STOCK
 
2,245

 
NIKE INC CL B
COMMON STOCK
 
847

 
NORTHROP GRUMMAN CORP
COMMON STOCK
 
1,999

 
O'REILLY AUTOMOTIVE INC
COMMON STOCK
 
2,202

 
PAYPAL HLDGS INC
COMMON STOCK
 
4,143

 
PROGRESSIVE CORP OHIO
COMMON STOCK
 
2,393

 
ROSS STORES INC
COMMON STOCK
 
1,548

 
S&P GLOBAL INC
COMMON STOCK
 
1,601

 
SALESFORCE.COM INC
COMMON STOCK
 
3,188

 
SERVICENOW INC
COMMON STOCK
 
4,279

 
SHERWIN WILLIAMS CO
COMMON STOCK
 
1,466

 
SPOTIFY TECHNOLOGY SA
COMMON STOCK
 
1,355

 
SS&C TECHNOLOGIES HOLDINGS INC
COMMON STOCK
 
2,435

 
STATE STREET GOVERNMENT SHORT TERM INVESTMENT FUND
MUTUAL FUND
 
533

 
TD AMERITRADE HOLDING CORP
COMMON STOCK
 
1,567

 
TENCENT HOLDINGS LTD UNS ADR
COMMON STOCK
 
1,167

 
THE BOOKING HOLDINGS INC
COMMON STOCK
 
2,429

 
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
 
2,053

 
TJX COMPANIES INC NEW
COMMON STOCK
 
949

 
TRANSUNION
COMMON STOCK
 
3,208

 
UNDER ARMOUR INC CL A
COMMON STOCK
 
1,606

 
UNITEDHEALTH GROUP INC
COMMON STOCK
 
4,169

 
VISA INC CL A
COMMON STOCK
 
5,101

 
WAYFAIR INC
COMMON STOCK
 
924

 
WORKDAY INC CL A
COMMON STOCK
 
2,774

 
NET PAYABLES
 
 
(41
)
 
 
WELLINGTON GROWTH PORTFOLIO
$
180,912



S - 3



Attachment A
(In thousands)
 
Identity of Issuer
Description
Cost
Current Value
 
AEGON NV (NY REGD) NEW YORK REGISTERED SHARES
COMMON STOCK
 
$
744

 
ALNYLAM PHARMACEUTICALS INC
COMMON STOCK
 
503

 
ALPHABET INC CL A
COMMON STOCK
 
418

 
ALPHABET INC CL C
COMMON STOCK
 
4,155

 
AMERICAN EXPRESS CO
COMMON STOCK
 
3,527

 
ANADARKO PETROLEUM CORP
COMMON STOCK
 
2,674

 
APACHE CORP
COMMON STOCK
 
1,599

 
ASTRAZENECA PLC SPONS ADR
COMMON STOCK
 
3,133

 
AT&T INC
COMMON STOCK
 
1,057

 
BAKER HUGHES A GE CO
COMMON STOCK
 
1,721

 
BALL CORP
COMMON STOCK
 
225

 
BANK OF AMERICA CORPORATION
COMMON STOCK
 
3,817

 
BANK OF NEW YORK MELLON CORP
COMMON STOCK
 
3,224

 
BB&T CORP
COMMON STOCK
 
1,170

 
BRIGHTHOUSE FINANCIAL INC
COMMON STOCK
 
469

 
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
 
2,859

 
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
 
3,779

 
CELANESE CORP
COMMON STOCK
 
1,350

 
CHARTER COMMUNICATIONS INC A
COMMON STOCK
 
4,440

 
CIGNA CORP
COMMON STOCK
 
3,430

 
CISCO SYSTEMS INC
COMMON STOCK
 
2,166

 
COMCAST CORP CL A
COMMON STOCK
 
5,857

 
CONCHO RESOURCES INC
COMMON STOCK
 
771

 
CVS HEALTH CORP
COMMON STOCK
 
1,323

 
DANAHER CORP
COMMON STOCK
 
928

 
DELL TECHNOLOGIES INC CL C
COMMON STOCK
 
602

 
DISH NETWORK CORP A
COMMON STOCK
 
657

 
FEDEX CORP
COMMON STOCK
 
3,219

 
GAP INC
COMMON STOCK
 
340

 
GILEAD SCIENCES INC
COMMON STOCK
 
1,351

 
GLAXOSMITHKLINE PLC SPONS ADR
COMMON STOCK
 
2,866

 
GOLDMAN SACHS GROUP INC
COMMON STOCK
 
2,339

 
HALLIBURTON CO
COMMON STOCK
 
872

 
HARLEY-DAVIDSON INC
COMMON STOCK
 
441

 
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
 
2,510

 
HP INC
COMMON STOCK
 
2,353

 
INCYTE CORP
COMMON STOCK
 
305

 
JOHNSON CONTROLS INTERNATIONAL PLC
COMMON STOCK
 
2,670

 
JPMORGAN CHASE & CO
COMMON STOCK
 
3,514

 
JUNIPER NETWORKS INC
COMMON STOCK
 
1,090

 
LILLY (ELI) & CO
COMMON STOCK
 
2,465

 
MATTEL INC
COMMON STOCK
 
475

 
MAXIM INTEGRATED PRODUCTS INC
COMMON STOCK
 
686

 
MEDTRONIC PLC
COMMON STOCK
 
700

 
METLIFE INC
COMMON STOCK
 
2,792

 
MICRO FOCUS INTERNATIONAL PLC SPND ADR
COMMON STOCK
 
795

 
MICROCHIP TECHNOLOGY
COMMON STOCK
 
1,625

 
MICROSOFT CORP
COMMON STOCK
 
4,469

 
MOLSON COORS BREWING CO B
COMMON STOCK
 
696

 
NATIONAL OILWELL VARCO INC
COMMON STOCK
 
635

 
NEWS CORP NEW CL A
COMMON STOCK
 
234

 
NOVARTIS AG SPON ADR
COMMON STOCK
 
3,724

 
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
 
2,167

 
QURATE RETAIL INC
COMMON STOCK
 
1,347

 
SANOFI SPON ADR
COMMON STOCK
 
4,106

 
SCHLUMBERGER LTD
COMMON STOCK
 
1,371

 
SCHWAB CHARLES CORP
COMMON STOCK
 
4,361

 
SPRINT CORP
COMMON STOCK
 
750

 
STATE STREET GOVERNMENT SHORT TERM INVESTMENT FUND
MUTUAL FUND
 
6,193

 
SYNOPSYS INC
COMMON STOCK
 
42

 
TARGET CORP
COMMON STOCK
 
211

 
TE CONNECTIVITY LTD
COMMON STOCK
 
1,777

 
THE BOOKING HOLDINGS INC
COMMON STOCK
 
2,067

 
TWENTY FIRST CENTURY FOX CL B
COMMON STOCK
 
956

 
TWENTY FIRST CENTURY FOX INC-A
COMMON STOCK
 
2,983

 
UNION PACIFIC CORP
COMMON STOCK
 
1,106

 
UNITED TECHNOLOGIES CORP
COMMON STOCK
 
1,821

 
UNITEDHEALTH GROUP INC
COMMON STOCK
 
2,167

 
WEATHERFORD INTERNATIONA PLC
COMMON STOCK
 
36

 
WELLS FARGO & CO
COMMON STOCK
 
5,024

 
ZAYO GROUP HOLDINGS INC
COMMON STOCK
 
697

 
NET PAYABLES
 
 
(75
)
 
 
DODGE & COX VALUE EQUITY FUND
$
138,871



S - 4


Attachment B
(In thousands)

 
Identity of Issuer
Maturity Dates
Interest Rates
Description
Current Value
 
ABBOTT LABS GLB
11/30/2021
2.9000%
BOND
$
817

 
ABBOTT LABS GLB
11/30/2023
3.4000%
BOND
70

 
ABBVIE INC
5/14/2021
2.3000%
BOND
29

 
ABBVIE INC
5/14/2020
2.5000%
BOND
1,530

 
ABBVIE INC
5/14/2023
2.8500%
BOND
202

 
ABBVIE INC
5/14/2023
2.8500%
BOND
482

 
ABBVIE INC
5/14/2026
3.2000%
BOND
185

 
ABBVIE INC
5/14/2025
3.6000%
BOND
110

 
ABBVIE INC
5/14/2025
3.6000%
BOND
96

 
ABBVIE INC
11/14/2023
3.7500%
BOND
5

 
ABBVIE INC
11/14/2023
3.7500%
BOND
99

 
ABN AMRO BANK MTN
1/19/2021
2.6500%
BOND
197

 
ABN AMRO BANK NV
8/27/2021
3.4000%
BOND
339

 
ABN AMRO BANK NV
8/27/2021
3.4000%
BOND
549

 
ACCESS GROUP INC DEL
6/22/2022
2.9738%
ASSET BACKED SECURITIES
5

 
CHUBB INA HOLDINGS INC
3/13/2023
2.7000%
BOND
107

 
ACTAVIS FUNDING SCS
3/15/2022
3.4500%
BOND
2,924

 
ACTAVIS FUNDING SCS
3/15/2025
3.8000%
BOND
280

 
ACTAVIS FUNDING SCS
6/15/2024
3.8500%
BOND
59

 
ACTAVIS FUNDING SCS
6/15/2024
3.8500%
BOND
394

 
ACTIVISION BLIZZARD INC
9/15/2021
2.3000%
BOND
58

 
ACTIVISION BLIZZARD INC
6/15/2027
3.4000%
BOND
90

 
ACTIVISION BLIZZARD INC
9/15/2026
3.4000%
BOND
216

 
AEP TEXAS INC
10/1/2022
2.4000%
BOND
58

 
AEP TEXAS INC
6/1/2028
3.9500%
BOND
40

 
AERCAP IRELAND CAP LTD
7/3/2023
4.1250%
BOND
438

 
AERCAP IRELAND CAP LTD
1/23/2023
3.3000%
BOND
261

 
AETNA INC
11/15/2022
2.7500%
BOND
14

 
AETNA INC
11/15/2024
3.5000%
BOND
44

 
AFRICAN DEV BK GLBL MTSN BE
3/22/2021
2.6250%
BOND
1,741

 
AFRICAN DEV BK GLBL MTSN BE
3/22/2021
2.6250%
BOND
1,371

 
AFRICAN DEVELOPMENT BANK
7/14/2021
2.3100%
BOND
2,267

 
AGILENT TECHNOLOGIES INC
9/22/2026
3.0500%
BOND
97

 
AIR LEASE CORP
4/1/2027
3.6250%
BOND
13

 
AIR LEASE CORP
7/3/2023
3.8750%
BOND
20

 
ALABAMA ECONOMIC SETTLEMENT AUTH BP SETT
9/15/2025
3.1630%
MUNICIPAL BOND
149

 
ALIBABA GROUP HOLDING LTD
12/6/2027
3.4000%
BOND
222

 
ALLSTATE CORP
3/29/2023
3.4330%
BOND
441

 
ALLY MASTER OWNER TR
1/17/2023
2.7000%
ASSET BACKED SECURITIES
397

 
ALLY MASTER OWNER TR 2017-3
6/15/2022
2.0400%
ASSET BACKED SECURITIES
1,134

 
ALTRIA GROUP INC
8/9/2022
2.8500%
BOND
62

 
ALTRIA GROUP INC
5/2/2023
2.9500%
BOND
190

 
AMAZON.COM INC
2/22/2023
2.4000%
BOND
702

 
AMAZON.COM INC
8/22/2027
3.1500%
BOND
14

 
AMAZON.COM INC
12/3/2025
5.2000%
BOND
192

 
AMERICAN 13-2A
7/15/2024
4.9500%
ASSET BACKED SECURITIES
453

 
AMERICAN EXPRESS CO
5/17/2021
3.3750%
BOND
451

 
AMERICAN EXPRESS CO
8/3/2023
3.7000%
BOND
326

 
AMERICAN EXPRESS CO
8/3/2023
3.3315%
BOND
245

 
AMERICAN EXPRESS CO
2/27/2023
3.3412%
BOND
1,214

 
AMERICAN EXPRESS CR ACC MST TR
5/15/2023
2.0400%
ASSET BACKED SECURITIES
1,601

 
AMERICAN EXPRESS CR ACC MST TR
5/15/2023
2.0400%
ASSET BACKED SECURITIES
394

 
AMERICAN EXPRESS CR ACC MST TR
12/15/2021
1.6400%
ASSET BACKED SECURITIES
2,190

 
AMERICAN EXPRESS CR ACC MST TR
12/15/2021
1.6400%
ASSET BACKED SECURITIES
1,294

 
AMERICAN EXPRESS CR ACC MST TR
4/15/2024
3.1800%
ASSET BACKED SECURITIES
494

 
AMERICAN EXPRESS CR ACC MST TR
4/15/2024
3.1800%
ASSET BACKED SECURITIES
554

 
AMERICAN EXPRESS CR ACC MST TR
11/15/2022
1.7700%
ASSET BACKED SECURITIES
1,035

 
AMERICAN EXPRESS CR ACC MST TR
11/15/2022
1.7700%
ASSET BACKED SECURITIES
444

 
AMERICAN EXPRESS CR CORP MTN
9/14/2020
2.6000%
BOND
396

 
AMERICAN EXPRESS CR CORP MTN
3/3/2022
2.7000%
BOND
490

 
AMERICAN EXPRESS CREDIT CORP
5/5/2021
2.2500%
BOND
1,370

 
AMERICAN HONDA FINANCE CORP
2/16/2024
2.9000%
BOND
48

 
AMERICAN INTERNATIONAL GRP INC
7/16/2019
2.3000%
BOND
1,314

 
AMERICAN INTERNATIONAL GRP INC
4/1/2026
3.9000%
BOND
72

 
AMERICAN INTERNATIONAL GRP INC
4/1/2028
4.2000%
BOND
48

 
AMGEN INC
8/19/2021
1.8500%
BOND
415

 
AMGEN INC
8/19/2026
2.6000%
BOND
109

 
AMGEN INC
5/11/2022
2.6500%
BOND
342

 
AMOT 2015-2 A2
1/15/2021
1.8300%
ASSET BACKED SECURITIES
3,148

 
ANADARKO PETROLEUM CORP
3/15/2021
4.8500%
BOND
119

 
ANALOG DEVICES INC
3/12/2020
2.8500%
BOND
35

 
ANALOG DEVICES INC
12/5/2026
3.5000%
BOND
38

 
ANDEAVOR LOGISTICS LP
12/1/2022
3.5000%
BOND
179

 
ANHEUSER-BUSCH INBEV FIN INC
7/15/2022
2.5000%
BOND
29


S - 5


Attachment B
(In thousands)

 
Identity of Issuer
Maturity Dates
Interest Rates
Description
Current Value
 
ANHEUSER-BUSCH INBEV FIN INC
1/12/2024
3.1652%
BOND
267

 
ANHEUSER-BUSCH COS LLC / ANHEUSER-BUSCH
2/1/2026
3.6500%
BOND
208

 
ANHUESER-BUSCH INBEV FIN INC
1/17/2023
2.6250%
BOND
154

 
ANHUESER-BUSCH INBEV FIN INC
2/1/2021
2.6500%
BOND
384

 
ANHUESER-BUSCH INBEV FIN INC
2/1/2023
3.3000%
BOND
92

 
AON CORP
12/15/2028
4.5000%
BOND
177

 
AON PLC
12/15/2025
3.8750%
BOND
186

 
APACHE CORP
4/15/2022
3.2500%
BOND
500

 
APPLE COMPUTER INC
8/4/2026
2.4500%
BOND
37

 
APPLE COMPUTER INC
8/4/2026
2.4500%
BOND
208

 
APPLE COMPUTER INC
1/13/2025
2.7500%
BOND
241

 
APPLE COMPUTER INC
11/13/2027
3.0000%
BOND
29

 
APPLE COMPUTER INC
2/23/2026
3.2500%
BOND
20

 
APPLIED MATERIALS INC
4/1/2027
3.3000%
BOND
24

 
APPLIED MATERIALS INC
10/1/2025
3.9000%
BOND
81

 
ARCH CAP FIN LLC
12/15/2026
4.0110%
BOND
200

 
ARCHER DANIELS MIDLAND CO
3/15/2022
3.3750%
BOND
201

 
ARES XXXIX CLO LTD / ARES XXXIX CLO LLC
7/18/2028
3.9746%
ASSET BACKED SECURITIES
750

 
ARIZONA PUBLIC SERVICE CO
1/15/2020
2.2000%
BOND
348

 
ARIZONA PUBLIC SERVICE CO
9/15/2027
2.9500%
BOND
95

 
AT&T INC
2/15/2022
3.0000%
BOND
196

 
AT&T INC
3/1/2022
3.2000%
BOND
444

 
AT&T INC
2/17/2023
3.6000%
BOND
99

 
AT&T INC
2/17/2023
3.6000%
BOND
696

 
AT&T INC
3/15/2022
3.8000%
BOND
939

 
AT&T INC
1/15/2025
3.9500%
BOND
538

 
AT&T INC
2/17/2026
4.1250%
BOND
147

 
AT&T INC
3/1/2027
4.2500%
BOND
127

 
AT&T INC
3/15/2020
5.2000%
BOND
332

 
AT&T INC
2/15/2023
3.5041%
BOND
1,080

 
ATLAS SR LN FD III LTD / ATLAS SR LN FD
11/17/2027
3.4700%
ASSET BACKED SECURITIES
494

 
AUSTRALIA & NZ BKG GRP NY MTN
11/9/2020
2.2500%
BOND
246

 
AUTODESK INC
6/15/2027
3.5000%
BOND
14

 
AVIS BUDGET RENTCAR FDG AE LLC
2/20/2021
2.5000%
ASSET BACKED SECURITIES
1,095

 
AVNET INC
4/15/2026
4.6250%
BOND
10

 
LIGHT TOWER RENTALS INC
7/15/2049
3.0190%
ASSET BACKED SECURITIES
1,188

 
BAE SYSTEMS HOLDINGS INC
12/15/2020
2.8500%
BOND
178

 
BAE SYSTEMS HOLDINGS INC
10/7/2024
3.8000%
BOND
70

 
BAE SYSTEMS HOLDINGS INC
12/15/2025
3.8500%
BOND
20

 
BAKER HUGHES INC
12/15/2022
2.7730%
BOND
360

 
BANCO SANTAND CTRL HISPANO SA
4/12/2023
3.8480%
BOND
194

 
BANCO SANTAND CTRL HISPANO SA
4/12/2023
3.8480%
BOND
194

 
BANCO SANTAND CTRL HISPANO SA
4/11/2027
4.2500%
BOND
187

 
BANCO SANTAND CTRL HISPANO SA
4/12/2023
3.5452%
BOND
196

 
BANCO SANTAND CTRL HISPANO SA
4/12/2023
3.5452%
BOND
196

 
BANK OF AMERICA CORPORATION
4/21/2020
2.2500%
BOND
762

 
BANK OF AMERICA CORPORATION
4/1/2024
4.0000%
BOND
297

 
BANK OF AMERICA CORPORATION
4/1/2024
4.0000%
BOND
272

 
BANK OF AMERICA CORPORATION
1/22/2024
4.1250%
BOND
233

 
BANK OF AMERICA CORPORATION
1/15/2019
2.6000%
BOND
289

 
BANK NEW YORK MELLON CORP MTN
5/3/2021
2.0500%
BOND
54

 
BANK NEW YORK MELLON CORP MTN
8/11/2023
3.4500%
BOND
451

 
BANK NEW YORK MELLON CORP MTN
4/28/2023
3.5000%
BOND
206

 
BANK NEW YORK MELLON CORP MTN
4/28/2023
3.5000%
BOND
451

 
BANK NOVA SCOTIA BC
4/20/2021
3.1250%
BOND
305

 
BANK OF AMERICA CORPORATION
10/1/2021
2.3280%
BOND
64

 
BANK OF AMERICA CORPORATION
7/21/2021
2.3690%
BOND
516

 
BANK OF AMERICA CORPORATION
10/21/2022
2.5030%
BOND
722

 
BANK OF AMERICA CORPORATION
12/20/2023
3.0040%
BOND
1,674

 
BANK OF AMERICA CORPORATION
1/20/2023
3.1240%
BOND
1,303

 
BANK OF AMERICA CORPORATION
10/21/2027
3.2480%
BOND
324

 
BANK OF AMERICA CORPORATION
12/20/2028
3.4190%
BOND
84

 
BANK OF AMERICA CORPORATION
12/20/2028
3.4190%
BOND
226

 
BANK OF AMERICA CORPORATION
12/20/2028
3.4190%
BOND
203

 
BANK OF AMERICA CORPORATION
7/23/2024
3.8640%
BOND
479

 
BANK OF AMERICA CORPORATION
7/23/2024
3.8640%
BOND
324

 
BANK OF AMERICA CORPORATION
8/1/2025
3.8750%
BOND
35

 
BANK OF AMERICA CORPORATION
3/5/2024
3.5500%
BOND
780

 
BANK OF AMERICA CORPORATION
5/17/2022
3.4990%
BOND
275

 
BANK OF AMERICA CORPORATION
5/17/2022
3.4990%
BOND
1,000

 
BANK OF AMERICA CORPORATION
7/23/2029
4.2710%
BOND
199

 
BANK OF MONTREAL QUE
4/13/2021
3.1000%
BOND
155

 
BANK OF MONTREAL QUE
4/13/2021
2.8963%
BOND
199

 
BANK OF NOVA SCOTIA
4/26/2021
1.8750%
BOND
98


S - 6


Attachment B
(In thousands)

 
Identity of Issuer
Maturity Dates
Interest Rates
Description
Current Value
 
BANK OF NEW YORK
2/1/2021
4.1500%
BOND
816

 
BANQUE FED DU CR MUT MTN SR BE 144A
7/20/2022
2.7000%
BOND
630

 
BANQUE FED DU CR MUT MTN SR BE 144A
7/20/2023
3.7500%
BOND
449

 
BARCLAYS BANK PLC
5/16/2024
4.3380%
BOND
194

 
BARCLAYS PLC
3/16/2025
3.6500%
BOND
1,843

 
BARCLAYS PLC
1/12/2021
3.2500%
BOND
421

 
BARCLAYS PLC
1/10/2023
3.6840%
BOND
644

 
BARCLAYS PLC
1/10/2023
3.6840%
BOND
721

 
BAT CAPITAL CORP
8/15/2022
2.7640%
BOND
1,464

 
BAT CAPITAL CORP
8/15/2022
2.7640%
BOND
1,171

 
BAT CAPITAL CORP
8/15/2022
2.7640%
BOND
850

 
BAT CAPITAL CORP
8/15/2024
3.2220%
BOND
37

 
BAT CAPITAL CORP
8/15/2027
3.5570%
BOND
62

 
BAT CAPITAL CORP
8/15/2022
3.4961%
BOND
1,962

 
BATTALION CLO VII LTD
7/17/2028
3.4888%
ASSET BACKED SECURITIES
296

 
BAXTER INTERNATIONAL INC
8/15/2021
1.7000%
BOND
96

 
BAYER AG
7/15/2024
3.3750%
BOND
28

 
BAYER AG
6/25/2021
3.5000%
BOND
447

 
BAYER AG
12/15/2023
3.8750%
BOND
344

 
BAYER AG
12/15/2023
3.8750%
BOND
344

 
BAYER AG
12/15/2023
3.7982%
BOND
645

 
BAYER AG
10/8/2019
2.3750%
BOND
1,032

 
BAYER AG
10/8/2024
3.3750%
BOND
189

 
BB&T CORP
2/1/2021
2.1500%
BOND
1,028

 
BBCMS MTG TR 2017-C1
2/15/2050
3.6740%
ASSET BACKED SECURITIES
174

 
BECTON DICKINSON & CO
6/6/2022
2.8940%
BOND
484

 
BECTON DICKINSON & CO
6/6/2024
3.3630%
BOND
19

 
BECTON DICKINSON & CO
6/6/2024
3.3630%
BOND
360

 
BECTON DICKINSON & CO
12/29/2020
3.6780%
BOND
1,059

 
BENEFIT STR PARTNERS CLO XII LTD
10/15/2030
3.6863%
ASSET BACKED SECURITIES
496

 
MIDAMERICAN ENERGY HLDS CO NEW
1/15/2023
2.8000%
BOND
391

 
MIDAMERICAN ENERGY HLDS CO NEW
4/15/2028
3.2500%
BOND
119

 
BERKSHIRE HATHAWAY INC DEL
3/15/2023
2.7500%
BOND
29

 
BERKSHIRE HATHAWAY INC DEL
3/15/2026
3.1250%
BOND
24

 
BGC PARTNERS INC
5/27/2021
5.1250%
BOND
1,110

 
BHP BILLITON FIN USA LTD
10/19/2075
6.2500%
BOND
118

 
BLACK HILLS CORP
1/15/2027
3.1500%
BOND
9

 
BENCHMARK 2018-B4 MTG TR
7/15/2051
3.8860%
ASSET BACKED SECURITIES
1,122

 
BENCHMARK 2018-B7 MTG TR
5/15/2053
4.5100%
ASSET BACKED SECURITIES
261

 
BELLEMEADE RE 2017-1 LTD
10/25/2027
4.1298%
ASSET BACKED SECURITIES
146

 
BELLEMEADE RE 2018-1 LTD
4/25/2028
4.0298%
ASSET BACKED SECURITIES
266

 
BELLEMEADE RE 2018-2 LTD
8/25/2028
3.3798%
ASSET BACKED SECURITIES
150

 
BMW US CAPITAL LLC
9/15/2021
1.8500%
BOND
623

 
BMW US CAPITAL LLC
4/11/2026
2.8000%
BOND
55

 
BMW US CAPITAL LLC
8/14/2020
2.9841%
BOND
794

 
BNP PARIBAS
5/23/2022
2.9500%
BOND
265

 
BNP PARIBAS
1/10/2024
3.8000%
BOND
195

 
BNP PARIBAS
1/15/2021
5.0000%
BOND
259

 
BNP PARIBAS
1/9/2025
3.3750%
BOND
235

 
BNP PARIBAS
3/1/2023
3.5000%
BOND
364

 
BNP PARIBAS
3/1/2023
3.5000%
BOND
388

 
BNP PARIBAS
3/1/2023
3.5000%
BOND
969

 
BOEING CO
10/30/2025
2.6000%
BOND
142

 
BOEING CO
11/1/2028
3.4500%
BOND
173

 
BOSTON SCIENTIFIC CORP
5/15/2025
3.8500%
BOND
591

 
BOSTON SCIENTIFIC CORP
10/1/2023
4.1250%
BOND
304

 
BP CAP MARKETS AMERICA INC
5/4/2026
3.1190%
BOND
38

 
BP CAP MARKETS AMERICA INC
4/14/2024
3.2240%
BOND
220

 
BP CAP MARKETS AMERICA INC
2/6/2024
3.7900%
BOND
581

 
BP CAP MARKETS AMERICA INC
11/6/2028
4.2340%
BOND
154

 
BPCE MTN
1/11/2023
2.7500%
BOND
719

 
BPCE SA
1/27/2020
2.2500%
BOND
271

 
BPCE SA
7/15/2019
2.5000%
BOND
548

 
BPCE SA
9/12/2023
4.0000%
BOND
246

 
BRAZOS HIGHER ED AUTH INC
3/27/2023
2.9820%
ASSET BACKED SECURITIES
1,477

 
BRITISH TELECOMMUNICATION PLC
12/4/2028
5.1250%
BOND
201

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2023
2.6500%
BOND
33

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2023
2.6500%
BOND
93

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2022
3.0000%
BOND
548

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2022
3.0000%
BOND
1,178

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2022
3.0000%
BOND
481

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2022
3.0000%
BOND
1,029

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2025
3.1250%
BOND
68

 
BROADCOM CORP / BROADCOM CAYMAN FIN LTD
1/15/2027
3.8750%
BOND
40


S - 7


Attachment B
(In thousands)

 
Identity of Issuer
Maturity Dates
Interest Rates
Description
Current Value
 
BROOKSIDE ML CLO LTD / BROOKSIDE ML CLO LLC
1/17/2028
3.2688%
ASSET BACKED SECURITIES
740

 
BUCKEYE PARTNER
2/1/2021
4.8750%
BOND
51

 
BUCKEYE PARTNERS MLP
12/1/2026
3.9500%
BOND
242

 
BUCKEYE PARTNERS MLP
12/1/2027
4.1250%
BOND
9

 
CALIFORNIA ST
10/1/2039
7.3000%
MUNICIPAL BOND
69

 
CALIFORNIA ST
3/1/2040
7.6250%
MUNICIPAL BOND
85

 
CABELAS CR CARD
7/17/2023
2.2500%
ASSET BACKED SECURITIES
1,092

 
CALIFORNIA ST
4/1/2022
2.3670%
MUNICIPAL BOND
808

 
CANADIAN NATL RESOURCES LTD
6/1/2027
3.8500%
BOND
142

 
CAPITAL ONE BK
2/13/2019
2.2500%
BOND
250

 
CAPITAL ONE FINANCIAL CORP
5/12/2020
2.5000%
BOND
158

 
CAPITAL ONE FINANCIAL CORP
1/30/2023
3.2000%
BOND
462

 
CAPITAL ONE FINANCIAL CORP
1/31/2028
3.8000%
BOND
55

 
CAPITAL ONE NATL ASN MCLEAN VA
7/23/2021
2.9500%
BOND
664

 
CARDINAL HEALTH
12/15/2020
4.6250%
BOND
10

 
CARGILL INC
3/1/2023
3.2500%
BOND
200

 
CARGILL INC
3/1/2023
3.2500%
BOND
200

 
CAS 2016-C02
9/25/2028
4.6399%
ASSET BACKED SECURITIES
21

 
CAS 2016-C04
1/25/2029
3.8798%
ASSET BACKED SECURITIES
146

 
CASIL 18-CX11
4/15/2051
4.0339%
ASSET BACKED SECURITIES
823

 
CATAMARAN CLO 2014-1 LTD / CATAMARAN CLO
4/22/2030
3.7290%
ASSET BACKED SECURITIES
248

 
CATAMARAN CLO 2014-2 LTD / CATAMARAN CLO
10/18/2026
3.8446%
ASSET BACKED SECURITIES
250

 
CBS CORP
2/15/2023
2.5000%
BOND
9

 
CBS CORP
3/1/2022
3.3750%
BOND
10

 
CC HOLDINGS 3.849% 4/15/23
4/15/2023
3.8490%
BOND
204

 
CITIBANK CR CARD ISSUANCE TR
4/22/2026
3.0560%
ASSET BACKED SECURITIES
1,960

 
CITIBANK CR CARD ISSUANCE TR
4/22/2026
3.0560%
ASSET BACKED SECURITIES
905

 
CDP FINL INC 3.15% 07/24/2024 144A
7/24/2024
3.1500%
BOND
740

 
CDP FINL INC4.4% 11/25/19 144A
11/25/2019
4.4000%
BOND
1,253

 
CELGENE CORP
8/15/2021
2.2500%
BOND
1,134

 
CELGENE CORP
8/15/2022
3.2500%
BOND
29

 
CELGENE CORP
2/20/2023
3.2500%
BOND
83

 
CELGENE CORP
8/15/2022
3.5500%
BOND
30

 
CELGENE CORP
8/15/2025
3.8750%
BOND
17

 
CELGENE CORP
10/15/2020
3.9500%
BOND
10

 
CENOVUS ENERGY 5.7% 10/15/19
10/15/2019
5.7000%
ASSET BACKED SECURITIES
186

 
CENTERPOINT ENERGY INC 2.5% 09/01/2022
9/1/2022
2.5000%
BOND
344

 
CENTERPOINT ENERGY INC 3.6% 11/01/2021
11/1/2021
3.6000%
BOND
150

 
CENTERPOINT ENERGY INC 3.85% 02/01/2024
2/1/2024
3.8500%
BOND
452

 
CENTERPOINT ENERGY INC 4.25% 11/01/2028
11/1/2028
4.2500%
BOND
203

 
CITIGROUP COMMERCIAL MORTGAGE TRUST
5/10/2047
3.5750%
ASSET BACKED SECURITIES
1,153

 
CITIGROUP COMMERCIAL MORTGAGE TRUST
2/10/2049
2.2920%
ASSET BACKED SECURITIES
1,774

 
CITIGROUP COMMERCIAL MORTGAGE TRUST
8/10/2049
2.7100%
ASSET BACKED SECURITIES
976

 
CITIGROUP COMMERCIAL MORTGAGE TRUST
4/15/2049
3.1270%
ASSET BACKED SECURITIES
1,195

 
CITIGROUP COMMERCIAL MORTGAGE TRUST
12/10/2049
3.6540%
ASSET BACKED SECURITIES
1,016

 
CARLYLE US CLO 2017-4 LTD / CARLYLE US C
1/15/2030
3.9673%
ASSET BACKED SECURITIES
248

 
CHASE ISSUANCE TR
6/15/2021
1.3700%
ASSET BACKED SECURITIES
1,290

 
CHASE ISSUANCE TR
7/15/2021
1.2700%
ASSET BACKED SECURITIES
907

 
CHASE ISSUANCE TR
3/15/2023
2.7700%
ASSET BACKED SECURITIES
375

 
CHARTER COMM OPER LLC/CAP CORP
3/15/2028
4.2000%
BOND
108

 
CHARTER COMM OPER LLC/CAP CORP
7/23/2022
4.4640%
BOND
1,933

 
CHARTER COMM OPER LLC/CAP CORP
2/1/2024
4.5000%
BOND
125

 
CHARTER COMM OPER LLC/CAP CORP
2/1/2024
4.5000%
BOND
200

 
CHARTER COMM OPER LLC/CAP CORP
7/23/2025
4.9080%
BOND
358

 
CHARTER COMM OPER LLC/CAP CORP
2/1/2024
4.1910%
BOND
246

 
CHEVRON CORP
5/16/2026
2.9540%
BOND
34

 
CHEVRON CORP
3/3/2022
2.4980%
BOND
25

 
CHEVRON CORP
3/3/2024
2.8950%
BOND
5

 
CHICAGO IL TRANSIT AUTH
12/1/2040
6.8990%
MUNICIPAL BOND
1,916

 
CHICAGO IL TRANSIT AUTH
12/1/2040
6.8990%
MUNICIPAL BOND
1,916

 
CIFC FDG 2018-III LTD / CIFC FDG 2018-II
7/18/2031
3.4264%
ASSET BACKED SECURITIES
1,279

 
CIGNA CORP
4/15/2025
3.2500%
BOND
157

 
CIM TR 2017-2
12/25/2057
4.4859%
ASSET BACKED SECURITIES
445

 
CIM TR 2017-3
1/25/2057
4.4859%
ASSET BACKED SECURITIES
656

 
CIMAREX ENERGY CO
6/1/2024
4.3750%
BOND
288

 
CISCO SYSTEMS INC
9/20/2019
1.4000%
BOND
694

 
CITIBANK CR CARD ISSUANCE TR
10/13/2030
3.9600%
ASSET BACKED SECURITIES
160

 
CITIBANK CR CARD ISSUANCE TR
8/8/2024
2.8366%
ASSET BACKED SECURITIES
708

 
CITIBANK CR CARD ISSUANCE TR
8/8/2024
2.8366%
ASSET BACKED SECURITIES
698

 
CITIBANK CR CARD ISSUANCE TR
12/7/2023
2.9571%
ASSET BACKED SECURITIES
501

 
CITIBANK CR CARD ISSUANCE TR
1/23/2023
2.8800%
ASSET BACKED SECURITIES
815

 
CITIBANK CR CARD ISSUANCE TR
5/14/2029
3.2190%
ASSET BACKED SECURITIES
379

 
CITIBANK NA
9/18/2019
1.8500%
BOND
288

 
CITIBANK NA
10/20/2020
2.1250%
BOND
980


S - 8


Attachment B
(In thousands)

 
Identity of Issuer
Maturity Dates
Interest Rates
Description
Current Value
 
CITIBANK NA
5/1/2020
3.0500%
BOND
374

 
CITIGROUP INC
2/18/2020
2.4000%
BOND
119

 
CITIGROUP INC
10/26/2020
2.6500%
BOND
138

 
CITIGROUP INC
3/30/2021
2.7000%
BOND
1,477

 
CITIGROUP INC
4/25/2022
2.7500%
BOND
58

 
CITIGROUP INC
4/25/2022
2.7500%
BOND
1,212

 
CITIGROUP INC
4/25/2022
2.7500%
BOND
572

 
CITIGROUP INC
7/24/2023
2.8760%
BOND
116

 
CITIGROUP INC
7/23/2021
3.4000%
BOND
901

 
CITIGROUP INC
9/1/2023
4.1681%
BOND
500

 
CITIZENS BANK NA
5/13/2021
2.5500%
BOND
685

 
CITIZENS FINANCIAL GRP INC
7/28/2021
2.3750%
BOND
97

 
CME GROUP INC
6/15/2028
3.7500%
BOND
30

 
CMS ENERGY CORP
5/15/2026
3.0000%
BOND
19

 
COACH INC
7/15/2027
4.1250%
BOND
28

 
COLD STORAGE TR 2017-ICE3
4/15/2036
3.4396%
ASSET BACKED SECURITIES
1,571

 
COMCAST CORP
10/15/2025
3.9500%
BOND
121

 
COMCAST CORP
1/15/2022
1.6250%
BOND
48

 
COMCAST CORP
1/15/2027
2.3500%
BOND
161

 
COMCAST CORP
2/15/2028
3.1500%
BOND
47

 
COMCAST CORP
10/1/2020
3.3000%
BOND
276

 
COMCAST CORP
10/1/2021
3.4500%
BOND
51

 
COMCAST CORP
10/1/2021
3.4500%
BOND
707

 
COMCAST CORP
10/1/2021
3.4500%
BOND
1,561

 
COMCAST CORP
4/15/2024
3.7000%
BOND
377

 
COMCAST CORP
4/15/2024
3.7000%
BOND
478

 
COMCAST CORP
10/15/2028
4.1500%
BOND
208

 
COMCAST CORP
10/15/2028
4.1500%
BOND
406

 
COMCAST CORP
10/1/2021
2.8483%
BOND
693

 
COMET
6/17/2024
1.6600%
ASSET BACKED SECURITIES
1,407

 
COMET
6/17/2024
1.6600%